Capitalization & Unitholders
Capitalization
As of August 31, 2019
The total number of investment units authorized and the total number of investment units issued and outstanding of XYMAX REIT are as follows:
| Unitholders’ capital | 22,585,746 thousand yen |
|---|---|
| Total number of investment units authorized | 5,000,000 units |
| Total number of investment units issued and outstanding | 223,400 units |
Changes in unitholders’ capital and the total number of investment units issued and outstanding since the incorporation of XYMAX REIT are as follows:
| Date | Description | Unitholders’ capital(thousand yen) | Total number of investment units issued and outstanding(units) |
||
|---|---|---|---|---|---|
| Increase (Decrease) |
Balance | Increase (Decrease) |
Balance | ||
| Sept. 14, 2017 | Incorporation through private placement (Note 1) | 300,000 | 300,000 | 3,000 | 3,000 |
| Feb. 15, 2018 | Capital increase through public offering (Note 2) | 21,224,544 | 21,524,544 | 209,905 | 212,905 |
| Mar. 20, 2018 | Capital increase through third-party allotment (Note 3) | 1,061,201 | 22,585,746 | 10,495 | 223,400 |
| (Note1) | Investment units were issued at a paid-in amount of 100,000 yen per unit upon the incorporation of XYMAX REIT. |
|---|---|
| (Note2) | New investment units were issued through public offering at an issue price of 105,000 yen (paid-in amount of 101,115 yen) per unit. |
| (Note3) | New investment units were issued through third-party allotment at a paid-in amount of 101,115 yen per unit. |
Major Unitholders
As of August 31, 2019
To be posted after the 1st fiscal period (ending August 2018) financial results announcement.
| Name | Number of Units held (units) |
Ratio of number of units held to total number of units issued and outstanding (%) |
|---|---|---|
| Japan Trustee Services Bank, Ltd.（Trust Account） | 37,790 | 16.91 |
| The Master Trust Bank of Japan, Ltd. （Trust Account） | 35,602 | 15.93 |
| XYMAX Corporation | 12,500 | 5.59 |
| Trust and Custody Services Bank, Ltd. (Securities Investment Trust Account) | 11,043 | 4.94 |
| The Nomura Trust and Banking Co., Ltd. （Investment Account） | 9,474 | 4.24 |
| BNP PARIBAS SECURITIES SERVICES LUXEMBOURG / JASDEC / SECURITIES-AIFM | 6,925 | 3.09 |
| BNP PARIBAS SECURITIES SERVICES FRANKFURT / JASDEC / SGSS DEUTSCHLAND KAPITALANLAGEGESELLSCHAFT MBH FOR REIT ASIEN 1 | 4,255 | 1.90 |
| SIX SIS Ltd. | 3,844 | 1.72 |
| SSBTC CLIENT OMNIBUS ACCOUNT | 3,172 | 1.41 |
| Aozora Bank, Ltd. | 3,158 | 1.41 |